SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 23, 2021 (
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
As previously reported, on March 17, 2021, Gogo Inc. (the “Company”) entered into separate, privately negotiated exchange agreements (the “Agreements”) with certain existing holders (the “Holders”) of the Company’s 6.00% Convertible Senior Notes due 2022 (the “Notes”). The Company described these Agreements in its Current Report on Form 8-K filed with the Securities and Exchange Commission (the “SEC”) on March 18, 2021 (the “Initial 8-K”). The information set forth in the Initial 8-K is incorporated by reference herein.
In Item 3.02 of the Initial 8-K, the Company indicated that it will provide, by amendment, the total number of shares of common stock to be issued pursuant to the Agreements (the “Exchange Shares”).
|Item 3.02.|| |
Unregistered Sales of Equity Securities.
Pursuant to the Agreements, the Company will issue a total of 5,121,811 Exchange Shares on or about March 24, 2021.
The issuance of the Exchange Shares will be made in reliance on the exemption from registration provided by Section 4(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”).
This Current Report on Form 8-K/A does not constitute an offer to sell, or a solicitation of an offer to buy, any security and shall not constitute an offer, solicitation or sale in any jurisdiction in which such offering would be unlawful.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|Marguerite M. Elias|
|Executive Vice President, General Counsel and Secretary|
Date: March 23, 2021