SEC FORM
3
SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0104 |
Estimated average burden |
hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
C/O RIPPLEWOOD HOLDINGS L.L.C. |
ONE ROCKEFELLER PLAZA, 32ND FLOOR |
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 06/20/2013
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3. Issuer Name and Ticker or Trading Symbol
Gogo Inc.
[ GOGO ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Common Stock |
1,378,833.4
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D
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Common Stock |
587,959.02
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D
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Class A Senior Convertible Preferred Stock |
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Common Stock |
2,658,383.71 |
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D
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Class B Senior Convertible Preferred Stock |
12/31/2009 |
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Common Stock |
9,432,898.6 |
9.7087 |
D
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Junior Convertible Preferred Stock |
12/31/2009 |
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Common Stock |
5,984,052.91 |
10.4369 |
D
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Class A Senior Convertible Preferred Stock |
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Common Stock |
1,002,076.65 |
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D
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Class B Senior Convertible Preferred Stock |
12/31/2009 |
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Common Stock |
3,640,669.67 |
9.7087 |
D
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Junior Convertible Preferred Stock |
12/31/2009 |
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Common Stock |
2,553,526.17 |
10.4369 |
D
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1. Name and Address of Reporting Person*
C/O RIPPLEWOOD HOLDINGS L.L.C. |
ONE ROCKEFELLER PLAZA, 32ND FLOOR |
(Street)
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1. Name and Address of Reporting Person*
C/O RIPPLEWOOD HOLDINGS L.L.C. |
ONE ROCKEFELLER PLAZA, 32ND FLOOR |
(Street)
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1. Name and Address of Reporting Person*
C/O RIPPLEWOOD HOLDINGS L.L.C. |
ONE ROCKEFELLER PLAZA, 32ND FLOOR |
(Street)
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1. Name and Address of Reporting Person*
C/O RIPPLEWOOD HOLDINGS L.L.C. |
ONE ROCKEFELLER PLAZA, 32ND FLOOR |
(Street)
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1. Name and Address of Reporting Person*
C/O RIPPLEWOOD HOLDINGS L.L.C. |
ONE ROCKEFELLER PLAZA, 32ND FLOOR |
(Street)
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1. Name and Address of Reporting Person*
C/O RIPPLEWOOD HOLDINGS L.L.C. |
ONE ROCKEFELLER PLAZA, 32ND FLOOR |
(Street)
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1. Name and Address of Reporting Person*
C/O RIPPLEWOOD HOLDINGS L.L.C. |
ONE ROCKEFELLER PLAZA, 32ND FLOOR |
(Street)
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1. Name and Address of Reporting Person*
C/O RIPPLEWOOD HOLDINGS L.L.C. |
ONE ROCKEFELLER PLAZA, 32ND FLOOR |
(Street)
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1. Name and Address of Reporting Person*
C/O RIPPLEWOOD HOLDINGS L.L.C. |
ONE ROCKEFELLER PLAZA, 32ND FLOOR |
(Street)
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Explanation of Responses: |
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AC ACQUISITION I, LLC, By: Ripplewood Partners II, L.P., as its sole member, By: Ripplewood Partners II G.P., L.P., as its general partner, By: RP II GP, LLC, as its general partner, By: /s/ Christopher Minnetian, Secretary |
06/20/2013 |
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AC ACQUISITION II, LLC, By: Ripplewood Partners II Parallel Fund, L.P., as its managing member, By: Ripplewood Partners II G.P., L.P., as its general partner, By: RP II GP, LLC, as its general partner, By: /s/ Christopher Minnetian, Secretary |
06/20/2013 |
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/s/ Margee Elias, Attorney-in-Fact for Timothy C. Collins |
06/20/2013 |
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Ripplewood Partners II, L.P., By: Ripplewood Partners II G.P., L.P., as its general partner, By: RP II GP, LLC, as its general partner, By: /s/ Christopher Minnetian, Secretary |
06/20/2013 |
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Ripplewood Partners II G.P., L.P., By: RP II GP, LLC, as its general partner, By: /s/ Christopher Minnetian, Secretary |
06/20/2013 |
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RP II GP, LLC, By: /s/ Christopher Minnetian, Secretary |
06/20/2013 |
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Collins Family Partners, L.P. By: Collins Family Partner Inc., as its general partner, By: /s/ Christopher Minnetian, Secretary |
06/20/2013 |
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Collins Family Partner Inc. By: /s/ Christopher Minnetian, Secretary |
06/20/2013 |
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Ripplewood Partners II Parallel Fund LP, By: Ripplewood Partners II G.P., L.P., as its general partner, By: RP II GP, LLC, as its general partner, By: /s/ Christopher Minnetian, Secretary |
06/20/2013 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
DC13407.pdf -- Converted by SEC Publisher 4.2, created by BCL Technologies Inc., for SEC Filing
Know all by these presents, that the undersigned hereby constitutes and appoints each of Margee Elias and Norman Smagley, and each of them individually, the undersigneds true and lawful attorney-in-fact to:
(1) |
execute for and on behalf of the undersigned, in the undersigneds capacity as an Officer and/or Director of Gogo Inc. (the Company), (i) Forms 3, 4 and 5 and any other forms required to be filed in accordance
with Section 16(a) of the Securities Exchange Act of 1934 (the Exchange Act) and the rules thereunder (a Section 16 Form), and (ii) a Form ID and any other forms required to be filed or submitted in accordance with Regulation
S-T promulgated by the United States Securities and Exchange Commission (or any successor provision) in order to file a Section 16 Form electronically (a Form ID, and, together with a Section 16 Form, the Forms and
Schedules); |
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(2) |
do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Forms and Schedules, complete and execute any amendment or amendments thereto, and timely
file such Forms and Schedules with the United States Securities and Exchange Commission and any stock exchange or similar authority; and |
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(3) |
take any other action of any type whatsoever in connection with the foregoing which, in the opinion of each such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by each such attorney-in- fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as he or she may approve in his or her
discretion. |
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The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and
powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that each such attorney-in-fact, or his or her
substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that each such attorney-in-fact is serving in such capacity at the request of
the undersigned, and is not assuming, nor is the Company assuming, any of the undersigneds responsibilities to comply with Section 16 of the Exchange Act.
The Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file any Forms and Schedules with respect to the undersigneds holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to each such attorney-in-fact.
From and after the date hereof, any Power of Attorney previously granted by the undersigned concerning the subject matter hereof is hereby revoked.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 18th day of June, 2013.
By:/s/ TIMOTHY C. COLLINS
Timothy C. Collins
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